Inherent transcriptional signatures of NK cells are associated with response to IFNα + rivabirin therapy in patients with Hepatitis C Virus
- Maria Libera Ascierto1, 2Email author,
- Federica Bozzano1, 3,
- Davide Bedognetti4,
- Francesco Marras5,
- Cathy Schechterly6,
- Kentaro Matsuura6,
- Antonino Picciotto7,
- Simona Marenco7,
- Yingdong Zhao8,
- Valeria DeGiorgi6,
- Michele Sommariva6,
- Lorenzo Moretta5,
- Ena Wang4,
- Harvey J Alter6,
- Francesco M Marincola†4 and
- Andrea De Maria†1, 3, 7, 9Email author
© Ascierto et al.; licensee BioMed Central. 2015
Received: 24 November 2014
Accepted: 4 February 2015
Published: 1 March 2015
Differences in the expression of Natural Killer cell receptors have been reported to reflect divergent clinical courses in patients with chronic infections or tumors. However, extensive molecular characterization at the transcriptional level to support this view is lacking. The aim of this work was to characterize baseline differences in purified NK cell transcriptional activity stratified by response to treatment with PEG-IFNα/RBV in patients chronically infected with HCV.
To this end we here studied by flow cytometer and gene expression profile, phenotypic and transcriptional characteristics of purified NK cells in patients chronically infected with HCV genotype-1 virus who were subsequently treated with PEG-IFNα/RBV. Results were further correlated with divergent clinical response obtained after treatment.
The pre-treatment transcriptional patterns of purified NK cells from patients subsequently undergoing a sustained virologic response (SVR) clearly segregated from those of non-responder (NR) patients. A set of 476 transcripts, including molecules involved in RNA processing, ubiquitination pathways as well as HLA class II signalling were differently expressed among divergent patients. In addition, treatment outcome was associated with differences in surface expression of NKp30 and NKG2D. A complex relationship was observed that suggested for extensive post-transcriptional editing. Only a small number of the NK cell transcripts identified were correlated with chronic HCV infection/replication indicating that inherent transcriptional activity prevails over environment effects such as viral infection.
Collectively, inherent/genetic modulation of NK cell transcription is involved in setting the path to divergent treatment outcomes and could become useful to therapeutic advantage.
Natural Killer (NK) cells were originally regarded as a component of first-line innate immune defences against invading pathogens and tumors . This view has however considerably evolved to indicate that NK cells have higher functional complexity in the regulation of other innate and adaptive immune functions . NK cell function relies on balanced signaling through inhibitory and activating receptors expressed on their surface [3,4] but a high degree functional variability exists due to inter-individual differences in inhibitory and activating receptor expression, resulting in 30.000 up to >100.000 NK cell phenotypes .
Triggering of activating NK cell receptor(s) and co-receptors (Natural Cytotoxicity Receptors - NCRs, NKp46, NKp44, NKp30; NKG2D; Fcγ-R; DNAM-1; NKC2C) in the absence of overriding inhibitory signalling results in the induction of NK cell function, including cytotoxicity and cytokines production [6-10]. Differences in activating NK cell receptor (i.e. NKp46, NKp30, DNAM-1, NKG2C) surface density directly associates to changes in NK cell function including cytotoxic activity , crosstalk with other cells of the immune system [11-13], cytokines production in recall-like responses [14-16], and control of pathogens replication through direct interaction with infected cells [17-22]. In line with these observations, in vivo differences in activating receptor density on peripheral NK cells are associated with diverging clinical courses upon acute viral infection with hepatitis C virus (HCV) [19,21] and during chronic HIV-1 infection [23-25]. During chronic HCV infection, derangements in NK cell cytokines production are detected involving interleukin 10 (IL-10) and IFN-g production [26,27]. Interestingly, not only Killer-Ig-like Inhibitory Receptors (KIR) germline carriage  but also different expression of activating (i.e. NKp30,NKp46) and inhibitory (i.e. CD85j) NK cell receptors  are associated to diverging response.
There has been so far little scientific focus on the relationship between germline KIR carriage and actual KIR transcription/expression or on the relationship between activating receptor expression variability on the surface of NK cells, and underlying differences in their transcription. Thus, although converging evidences show that individual differences in activating NK cell receptor expression underlie diverging clinical courses, there has been so far no molecular characterization at the transcriptional level to support this view.
To address this issue, we studied phenotypic and transcriptional characteristics of purified NK cells in patients chronically infected with HCV genotype-1 virus who were subsequently treated with PEG-IFNα/RBV showing divergent clinical response to the treatment with either NR or SVR. In the present work we show that in chronically HCV-infected patients different baseline NK cell transcriptional characteristics accompany and correspond to different surface marker phenotypes and diverging clinical response to treatment.
Material and methods
Patients and blood samples
Training and validating set of HCV-1 patients
Nineteen patients chronically infected with HCV (HCV-1) (n = 9 as part of the training cohort and n = 10 as part of the validating cohort) followed up within program for surveillance and treatment at the Hepatology Unite, University of Genoa, Italy. Patients with HIV coinfection or advanced liver involvement, including cirrhosis and HCC were excluded. All patients gave full informed consent to treatment and to observational sampling. Patients were treated with pegylated IFN-a (180 g/ml) and Ribavinin (600-1200 mg/day according to weight) (PEG-IFNα/RBV, PR) and followed up for 48 weeks post treatment according to Italian treatment guidelines. HCV viral load was assessed at baseline and after 4 and 12 weeks of treatment to confirm early virus clearance. SVR was defined as persistent HCV RNA negative by Amplicor HCV Monitor (Roche, Milan, Italy) at end of treatment and beyond 6 months after stopping treatment. Non-responder patients (NR) included null-responders, partial responders, and relapsers according to viremia kinetics on treatment. HCV genotype was determined before treatment in all patients with the INNO-LiPA HCV II kit (Bayer Diagnostics, Emeryville, CA, USA). Only patients with genotype I were evaluated. The samples were divided in a training set and a validating set before analysis began. Peripheral blood (20 ml) was collected before PEG-IFNα/RBV treatment and used for PBMCs isolation by Ficoll density gradient centrifugation. PBMCs were further used for DNA and NK cells isolation as well as flow cytometer analysis.
Healthy donors and reverse validating group of patients
Peripheral blood (60 ml) derived from 7 healthy donors (HD) and 8 chronically infected HCV patients used in the reverse validation approach (CV-HCV) was collected at the Department of Transfusion Medicine, Clinical Center, National Institutes of Health with IRB approval. For CV-HCV patients’ genotype assessment, INNO-LiPA HCV II kit (Bayer Diagnostics, Emeryville, CA, USA) was used. Only patients with genotype I were evaluated.
Pheripheral blood was used for PBMCs isolation by Ficoll density gradient centrifugation.
Patients information used in the whole study
Reverse validating group
HCV Treatment Response
HCV genotype 1
HCV Treatment naïve
Viral Load mean ±SD
3256750 ± 2672345,209
646000 ± 234921,3
3076667 ± 2438080
1506000 ± 1887003
1908796 ± 1457469
66 ± 55
DNA isolation and IL28 rs12979860 polymorphism screening
DNA isolation from PBMCs derived from validating and training groups of HCV patients was performed by using Fujifilm’s Quickgene DNA Whole Blood kit (Fujifilm Medical Systems USA, Stamford, CT). DNA was used for screening of IL28B rs12979860 polymorphism by using TaqMan® SNP Genotyping Assays (Life Technologies, Grand Island, NY) following manufacturer’s instructions. Genetic correlation of IL28B rs12979860 CC polymorphism with diverging clinical response was evaluated by Fisher’s two tails exact test by using Graph Pad Prism (San Diego, CA, USA).
NK cells isolation from PBMCs
NK cells isolation from PBMCs was conducted via magnetic-bead associated cell sorting, using Miltenyi’s Human NK cell isolation (Miltenyi Biotec, San Diego, CA) kit for negative selection.
Immunofluorescence analysis and Abs
Following isolation, the purity of NK cells was evaluated in all patients (SVR, NR, HD and CV-HCV) by immunofluorescence analysis resulting in CD3−CD14−CD19−CD56+ gate >97%.
In training group of SVR and NR patients analysis of NKp30 and NKG2D expression was evaluated by immunofluorescence on CD56 + CD3-CD14-CD19- PBMCs.
Because of increased number of isolated NK cells derived from the 60 ml of peripheral blood, in CV-HCV patients the expression of NKp30 and NKG2D expression was evaluated by immunofluorescence directly on purified NK cells. The correlation of NKp30 and NKG2D expression with clinical response was performed by Mann–Whitney u tests for unpaired datasets by using MedCalc Software (Mariakerke, Belgium) and Stat graphics centurion (Warrenton, VA, USA).
The following panel of mouse anti-human mAbs was used for all immunofluorescence screenings: anti-CD3, −CD19, −CD14 allophycocyanin (APC)-conjugated (BD PharMingen, San Jose, CA, USA), anti-CD56 PeC7-conjugated (Immunotech-Coulter Marseille, France). Anti-NKp30 and NKG2D were in house produced and gently provided by A. Moretta. Briefly, cells were incubated with primary mAbs followed by PE- or FITC-conjugated anti-isotype-specific goat anti-mouse secondary reagents (BD PharMingen, San Jose, CA, USA). Direct staining was performed by fluorochrome-conjugated mAbs as a third step. For cytofluorimetric analysis, cells were gated using forward and side light scatter parameters (FACSCantoII, BD, Mountain View, CA, USA) and 10,000 events were always acquired. Data were analysed using FlowJo (Tree Star, Inc.).
Gene expression array
Total RNA was purified from NK cells derived from HD, SVR, NR and CV-HCV individuals by using miRNeasy minikit (Qiagen, Germantown, MD,USA) according to the manufacture’s protocol. RNA quality and quantity was estimated using Nanodrop (Thermo Scientific, Waltham, MA, USA) and Agilent 2100 Bioanalyzer (Agilent Technologies, Palo Alto, CA, USA). First- and second-strands cDNA were synthesized from 30 ng of total RNA by using Nugen Ovation Pico WTA System V2 (Nugen technologies, San Carlos, CA, USA) and following manufacturer’s instructions. cDNAs were fragmented and biotinylated by using Nugen Encore Biotin Module (Nugen technologies, San Carlos, CA, USA) and hybridized to the GeneChip Human Gene 1.0 ST Arrays (Affymetrix, Santa Clara, CA, USA). The arrays were washed and stained on a GeneChip Fluidics Station 450 and scanned by GeneChip Scanner 3000 (Affymetrix, Santa Clara,CA, USA). The global gene expression profiling of NK cells was analyzed using BRBArrayTools developed by the Biometric Research Branch, NCI (http://linus.nci.nih.gov/BRB-ArrayTools.html) and Partek Genomics Suite (St Louis, MO). Functional analysis was performed using the Ingenuity Pathway Analysis system (IPA), a web-based software application for the analysis, integration, and interpretation of data derived from ‘omics’ experiments, such as RNAseq and microarrays. Powerful algorithms identified regulators, relationships, mechanisms, functions, and pathways relevant to changes observed in an analyzed dataset.
Molecular organization of NK cells during HCV infection is associated with treatment outcome
Purified NK cells from prospectively collected cryopreserved PBMCs on a set of 9 sequential HCV patients starting treatment with PEG-IFNα/RBV for 48 weeks were evaluated first.
Gene expression arrays were employed for global transcriptional profiling of the purified NK cells and stratified for comparison according to treatment outcome (5 non-responder (NR) and 4 sustained virological responder (SVR)). Purified peripheral NK cells from 7 healthy donors (HD) were used as control.
Prior to treatment our analysis identified 476 transcripts differentially expressed by NK cells in patients with SVR compared to NR (cut off p2 value ≤ 0.005; Fold Change >1.5). Among differentially expressed transcripts, 416 were up-regulated (Additional file 1: Table S1) and 60 were down-regulated (Additional file 2: Table S2) in patients who subsequently responded to treatment.
A supervised clustering was performed using these 476 transcripts in SVR and NR patients. In order to evaluate the trend of expression of the 476 differentiating genes also in healthy donors, the supervised clustering was conducted also by including the value of expression of the 476 genes in healthy individuals. The results demonstrated that the expression of genes differentially expressed in SVR vs NR patients are instead similarly expressed in SVR vs. HD.
Protein expression of NKp30 and NKG2D correlates with divergent treatment responses during HCV infection
Despite their low surface expression, the molecular expression of NKp30 was not significantly different in SVR vs. NR patients (p = 0.88, Student’s t test). Indeed, the NKG2D transcript was found to be up-regulated in patients with SVR (p value 0.003). The decreased protein surface expression of NKG2D with increased transcript presence at baseline in SVR patients suggested a “protective” role played by posttranscriptional events. This is in line with other reports and confirms that the surface molecule expression of NKG2D is regulated by extensive posttranscriptional mechanism(s) .
Validation of the SVR: NR gene set transcriptional profile in independent cohorts of HCV patients
The significant individual differences observed in the transcriptional activity of purified NK cells in HCV-patients after patient stratification according to response to treatment raised the question of whether this was the result of a selection bias in patients entering in a single treatment trial.
Next, we studied a new group of 8 treatment-naive chronically infected HCV-patients (CV-HCV) followed up in a natural history study in North America (Clinical Center, NIH, MD, USA). Gene expression profiling was performed on their purified NK cells derived from PBMCs. PCA analysis performed on the 476-transcript signature showed segregation of these patients into two groups. In particular, PCA analysis showed that one group of patients (n = 4) had transcript signatures very similar to that obtained in healthy donors and in patients that had sustained virologic responses in the treatment cohort shown in Figure 1A. The remaining patient group (n = 4) was clearly different from HD and those with SVR and was highly heterogeneous. We hypothesized that this group would behave as NR or as relapsers when treated with a standard PR treatment regimen (Figure 4B). To verify this assumption we reverse validated data (thus reverse validating approach) by studying the expression of NKG2D and NKp30 on their peripheral NK cells after gene signature stratification. In the reverse validating approach, cytofluorimetric analysis of CD3−CD56+NKp30+ and CD3−CD56+NKG2D+ showed a significantly lower expression of NKp30 and NKG2D in patients with an NK cell transcriptional profile very comparable to HD (SVR-like group) and conversely an increased expression in NR-like group (Figure 4C). This finding thus indicates that the identified transcriptional NK cell pattern in treated patients is also reflected in a different group of treatment-naive patients and differentiates those with enhanced potential for SVR  from those who would not respond to peg-IFNα + ribavirin treatment. Taken together, these observations show that in any given setting at least two gene signatures may be identified in HCV patients independent of the clinical setting and location.
Inherent HCV-independent transcriptional regulation of NK cells underlies divergent clinical responses to treatment with IFN-a and ribavirin
These results thus show that only a negligible fraction of the NK cells transcripts that are modulated by chronic HCV replication are able to clinically segregate NR from SVR patients. Rather, inherent HCV-independent transcriptional regulation of NK cells underlies divergent clinical responses to treatment with IFN-a and ribavirin.
IL28B rs12979860 polimorphism doesn’t clearly distinguish patients with widely diverging outcome in our series of patients
Genetic polymorphisms near the IL28B gene, encoding interferon-λ-3 (IFN-λ-3), gene have been previously associated with response to treatment .
In order to investigate this aspect in our dataset, IL28B rs12979860 polymorphism screening was performed by RT-PCR using DNA extracted from PBMCs of both the training and validating groups of HCV-1 patients. These results showed that IL28B IL28B rs12979860 polymorphism was not significantly associated with SVR in our series of patients (F test p =0.99) (Additional file 4: Table S4).
In the present work we studied peripheral NK cell transcriptional diversity in patients chronically infected with HCV by microarray analysis and flow cytometry showing that inter-individual NK cells baseline differences exist and may predict subsequent diverging responses to treatment in interferon-based regimens. Relevant inter-individual differences in mature peripheral NK cell phenotype have been described previously in patients with chronic infections and divergent clinical courses or treatment responses [24,28,29]. In these instances, NK cell receptors are poorly expressed but are inducible in patients controlling HIV infection spontaneously (NKp30, NKp46) and in those clearing HCV upon peg-IFNa/ribavirin treatment (NKp30). Although differences in individual surface expression are the consequence of individual nuances in transcriptional regulation of cell transcription, thus far these have received little attention. The present characterization represents, to our knowledge, the first attempt to shed light on this aspect during chronic HCV infection. In this study, PCA analysis identified two divergent NK signatures that stratified patients according to subsequent treatment response to IFN (SVR vs. NR). This observation is in line with transcriptional differences in NK-cell specific genes observed in patients with recurrent vs. nonrecurring breast cancer [38,39] and in GIST (Gastrointestinal Chronic Tumor) , where NK cell signatures of activating receptor transcription in tumor infiltrating lymphocytes are associated with nonrecurring disease. Previous work showed that in patients who will respond to IFN treatment, NKp30 expression on peripheral NK cells is significantly lower compared to non-responding patients. Here we confirmed this observation and extended it also to NKG2D expression. Surprisingly, the differences in transcriptional activity of peripheral NK cells among SVR and NR patients did not directly support some of the phenotypic differences observed (such as the decreased surface expression of NKp30 and NKG2D). These findings suggest that differences in the expression of NK cells derived from patients with different treatment outcomes might be affected by extensive posttranscriptional regulation. Indeed, there was a significant upregulation of SNORDs and regulatory small RNAs in SVR patients, raising the possibility of relevant posttranscriptional regulation in SVR, but not in NR where small noncoding RNAs (ncRNAs) expression is lower. These data indicate that the relevance of the non-coding genome is not limited to microRNA (miRNA) expression and function, and that other ncRNAs, (i.e.:snoRNAs) are involved in the shaping of inherently different NK immune responses resulting in a different arrangement of the protein synthesis machinery. Whether this observation may be exploited for clinical predictive evaluation of response to treatment, or for other clinical purposes in view of the advent of new HCV-specific regimens, is still undefined. Large quantification and clinical validation studies would be needed to confirm this possibility. Along this line, the finding that HD tightly clustered with SVR based on the expression of genes differentially expressed between SVR vs NR may be surprising. Indeed considering the 40-60% chance of chronically infected patients of responding to PR treatment, and given the 30% probability of any acutely infected patient to spontaneously clear the infection, it can be expected that HD are particularly enriched in subjects either spontaneously clearing the infection (30%) or responding to treatment (50% of 70% i.e. 35%). This could mean that up to 70% of any HD cohort could share the SVR signature. Therefore, the observed HD-SVR clustering may be explained by the small sample size, and needs to be addressed further in larger HD cohorts. In addition to the down-regulation of molecules involved in post transcriptional events we observed a very significant up-regulation of HLA class II transcripts in NK cells from NR patients. This is in line with the crucial role played by HLA class II molecules in treatment-induced-clearance of HCV and is supported by previous reports showing that SNPs marking HLA-class II (i.e. Homozygous C1 supertype) are strongly associated with the outcome of Hepatitis C Virus Infection [41,42]. Moreover, the present results additionally suggest that not only qualitative (i.e. homozygous C1 supertype) but also quantitative (i.e. increased HLA class II transcription) differences in NK cell HLA are relevant and may efficiently discriminate patients with diverging treatment responses and disease courses.
Surprisingly, none of the genes found to differentiate patients with diverging clinical response to therapy were related to the IL28B polymorphism, nor an IL28B CC homozygosis was significantly associated with SVR in our series of patients. These results should however be considered in the perspective of an analysis deriving from a small cohort of patients as opposed to large population statistics needed for correct SNPs evaluation.
Comparison of microarray transcriptional regulation in all HCV patients to a group of healthy donors allowed investigation of the extent to which differences in NK cell transcriptional regulation reflect the effects of chronic HCV infection per se. Indeed, HCV replication affects peripheral NK cell transcriptional activity, as shown by the presence of 165 differentially regulated genes. Notably, only 22 of these 165 transcripts were included in the set of 476 genes that allowed differentiation between treatment responders and non-responders. Therefore, the transcriptional (and phenotypic) differences observed here in SVR vs. NR patients reflect a predominantly (95%) inherent regulation of treatment response in HCV-infected patients, with only a minor influence of HCV replication.
In the present analysis we identified at least two inherent/genetic NK cell signatures when analyzed by PCA analysis and stratified by clinical response to treatment. This analysis, however, does not exclude that stratification by other parameters might provide additional insights into NK activity. In contrast to mass cytometry, one of the limits of the present microarray analysis and standard flow cytometry is the need to consider mean values in a group disregarding the many nuances of NK cell molecule transcription/expression. For example, additional transcriptional groupings may be observed when analyses are performed on different NK cell subsets (i.e. CD56bright, CD56dim, CD56-) or on NK cells expressing NKG2C, or residing in the liver during chronic HCV infection.
This work provided a transcriptional context for known and previously unknown molecular aspects of NK cell identity and function. By delineating the genome-wide repertoire of gene expression of NK cells in HCV patients and using diverging response to treatment regimens as dissecting tool, we confirm that different gene signatures underlie previously described phenotypic differences. A multiplicity of transcriptional regulators is involved in this diversity of innate NK cell responses with inherent genetic determinants predominating over environmental (i.e. HCV) factors.
The present work was partly supported by Associazione Italiana per la Ricerca sul Cancro (AIRC) Projects Ministero della Salute Grant RF2006; Ricerca Oncologica Project 2006–08 Grant RO strategici 3/07; Istituto Superiore di Sanita (ISS) Programma nazionale di ricerca sull’AIDS Grants 40G.41, 45G.11, 40D61, 40H69, and 40H23; and Ministero della Salute Grant RF-2010-2316197, and NIH intramural support.
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